Financial Services LMS | Train Employees on Compliance & Skills (2024)

Compliance Training Courses

Train your employees on compliance laws, regulations, and policy & procedure. Create awareness about financial instruments and risk management. Make sure they follow business processes, due diligence, and the guidelines of governing bodies.

• Customer Due Diligence
• GDPR Training Course
• Sexual Harassment Training

Safety Training Courses

Improve the operational efficiency and safety of your workforce. Educate them on COVID safety and active shooter scenarios. Deliver security awareness training such as protection of sensitive data.

• Data Protection Training Course
• Active Shooter Training
• Security Awareness Training

Employee Skills Training Courses

Simplify employee onboarding and develop workplace skills. Train your employees how to use custom software and deliver soft skill training on any topic such as sales and client service, etc.

• New Employee Onboarding Course
• Business Communication Skills
• Employee Workplace Productivity
• Managing Customer Expectations

Offer Safety & Compliance Training

Keep your employees informed, compliant & safe

Whether you’re a bank, insurance company, or brokerage firm, navigating tight safety and compliance regulations is a part of doing business. Improve your adherence to these protocols with ongoing safety and compliance training. Train your workforce on anti-money laundering, anti-bribery & corruption laws, proliferation financing, information security, active shooter scenarios, and more. ProProfs’ user-friendly financial services training software can help you simplify and accelerate your industry training programs.

• Provide compliance & safety training
• Comply with strict regulations
• Follow governing bodies’ guidelines
• Simplify industry specific training

Create Courses With Existing Content

Upload PDFs, docs, PPTs & videos and add quizzes

Develop your customized courses in minutes with an easy-to-navigate LMS. Upload your existing content such as PDF files, docs, videos, and presentations. You can also easily create online courses using our library of ready-to-use and customizable courses and templates. Add engaging quizzes to check comprehension and identify gaps. Save valuable time you’d otherwise invest in creating these courses from scratch. ProProfs LMS is easy to use for people of all skill levels; no coding knowledge required.

• Upload PDFs, videos, docs, PPTs
• Add online quizzes for assessment
• Access a course library
• Reduce course development time

Build a Better Workforce

Develop knowledge and skills on any topic

Improve your employees’ efficiency, productivity, and safety with professional training. Onboard new hires faster and more effectively with onboarding software and purpose-built courses. Keep your team engaged and motivated with ongoing programs on industry policies & procedures, financial instruments, and skills training that positively impact them. Provide education to promote a drug-free workplace. Cover all your bases with record-keeping for audit trails. Keep employees and customers safe from fraud and scams by minimizing financial risks.

• Effective onboarding training
• Train on skills & policies
• Ensure efficiency & productivity
• Minimize financial risks

Manage Users by Groups or Locations

Assign courses or roles based on teams & groups

With ProProfs LMS for financial services training, you can easily organize users into distinct functional groups. Create, update, or search for individuals and groups, and assign them courses, learning paths, and roles. Classify learners into groups based on their job profiles and locations to ensure clarity and focus when sharing training assignments. Similarly, you can assign roles to training administrators, allowing them to perform a set of tasks called privileges. Assign specific roles like “admins”, “instructors”, or “managers” and reduce the administrative burden.

• Create user groups
• Organize learners by profile & location
• Assign courses & admin roles
• Reduce administrative workload

Real-Time Tracking & Reporting

Track progress & performance with reports

The financial services LMS by ProProfs autogenerates real-time progress and completion reports. This keeps you posted on how your learners are performing. Check their training start and end time with an intuitive executive dashboard that displays a quick and easy-to-understand overview in charts and tables. You can configure this data according to your requirements and export it in downloadable formats such as Excel, PDF, and CSV. The LMS works across all devices and platforms, so you can generate these reports anytime, anywhere.

• Access real-time training reports
• Monitor learner progress anytime, anywhere
• Easily configure training data
• Build custom downloadable reports

Secure Your LMS With Single Sign-On

Import LDAP users & sync with your HRIS

Leverage the Single Sign-On (SSO) feature in our financial services training system and provide a convenient and safe way for learners to access the platform. Based on a federated identity system, the SSO identifies and authorizes user credentials across an organization, removing the chances of password fatigue or phishing. Integration with LDAP, an open standard used to access other directory services, further allows you to import your LDAP user base into ProProfs LMS, upload usernames and passwords, and keep all your training courses, learners, and HRIS systems in sync.

• Easy logins with SSO
• Upload usernames & passwords
• Integration with LDAP
• Sync with HRIS & existing systems

• Employee Benefits Information

• Onboarding & Company Introduction

• Employee & Office Policies

100+ Ready Courses & Templates

Access 100+ professionally designed, editable, and ready-to-use online courses and templates on numerous topics.

Engaging Online Quizzes

Easily measure retention and gaps with engaging online quizzes. Get video responses and prevent question skipping.

Upload Docs, PDFs, PPTs, Videos

Reduce your course development time. Easily import your existing policies, PDFs, videos, and presentations.

Choose from over 100 options for setting up course privacy, security, notifications, reminders, and branding.

English, Spanish & 70+ Languages

Easily train audiences in a language they understand. ProProfs supports English, Spanish, and 70+ other major languages.

Anytime, Anywhere

Liberate your users from desktop learning. ProProfs LMS is device-agnostic and accessible across devices.

Assign roles to multiple instructors and admins, reduce their workload, and increase their efficiency.

Track Progress & Compliance

Track each learner or group’s progress with real-time data visualizations and analytics.

AI-Powered Reporting

View, download, and share detailed reports, in-course quizzes and surveys. Identify gaps and retention.